Alex Griffiths

Multi-sector compliance and risk management

Focus

• Building, review and oversight of risk and compliance functions

• Support of function development including key documentation, relationship building and regulatory meeting preparation

• Analysis of key demands across a wide range of areas

Background

• Combination of risk, compliance and regulatory experience in a range of financial services sectors and areas such as direct sales

• Experience of established through to start up and challenger businesses

• Gained extensive hands on experience in the management of compliance and risk functions within the financial services industry